Title — Decretals of Gregory IX
Title XLIII: On Arbitrators
Chapter I
Latin source headnote: Arbitrators are to be chosen in an odd number, and, when they disagree, the sentence of the greater part stands.
From the African Council.
Certainly (And below: [cf. c. 3, On the Competent Forum, II.2.]) But if, by the common agreement of the bishops between whom the case is pending, they choose arbitrators, let either one or three be chosen, so that, if they choose three, they are to follow the sentence either of all or of two.
DE ARBITRIS.
Arbitri sunt in dispari numero assumendi, et, eis discordantibus, statur sententiae maioris partis.
Ex concilio Africano.
Sane (Et infra: [cf. c. 3. de for. comp. II. 2.]) Si autem ex communi placito episcoporum, inter quos causa versatur, arbitros elegerint, aut unus eligatur aut tres, ut, si tres elegerint, aut omnium sequantur sententiam, aut duorum.
Chapter II
Latin source headnote: An arbitral award or arbitral decision containing a sin which cannot be remitted by the parties is null.
Alexander III to the Archbishop of York.
Textual note: The source's evident typographical prebyterum has been corrected to presbyterum.
Not without great necessity and danger to his body, the priest A., bearer of the present letters, wearied by the journey to the Apostolic See, alleged to us in a manifold complaint that, when he had been instituted as chaplain in the church of Saint Alfrid of N. by the hand of R., archdeacon and canon of Suella, the person of that church, after the death of that same R., M., his nephew, who succeeded him in the already-mentioned church, again appointed that priest as chaplain there for greater security. During their times, he asserts that he held the chaplaincy of that church peacefully for thirty years and more.
But at last the same M., wishing to remove that priest from the same church, began to make undue exactions upon him, and a certain man of his, coming out near his house, laid violent hands upon him; and that same M. himself endeavoured to circumvent him so that he should not delay in yielding the aforesaid chaplaincy in return for five marks of silver, which that same M. also promised that he would pay him annually in the name of a pension. But when the aforesaid priest was unwilling to execute his will, the aforesaid M. is said to have done so much that, after many injuries and burdens had been inflicted upon him and all his other things had been seized, he was despoiled of office and benefice.
And when that priest, still living in exile outside your province, could not obtain justice concerning his benefice through you, at last, because, as he asserts, he was pressed by many necessities and could no longer endure his poverty, an oath was extorted from him through the craft and fraud of M. himself, that he would accept and observe the award of two clerics concerning the matter. Favouring the already-mentioned M., they commanded that priest that he should receive only five marks from him and yield the entire claim. Therefore, because it is in no way fitting for you to permit what they wrongly awarded to be left uncorrected, we command your fraternity by apostolic writings that you earnestly admonish and induce the aforesaid clerics so that, if they recognize that they made so wicked an award in this matter, you are wholly to absolve the already-mentioned priest from observance of the oath by our authority; or, if you know the award itself to rest upon equity, you are to compel both parties to its observance, appeal being removed.
Nullum est arbitrium seu arbitramentum continens peccatum per partes non remissibile.
Alexander III. Eboracensi Archiepiscopo.
Non sine multa necessitate et discrimine corporis sui A. presbyter praesentium lator ad sedem apostolicam fatigatus multiplici nobis querela proposuit, quod, quum in ecclesia sancti Alphridi de N. per manum R. archidiaconi et canonici de Suella personae illius ecclesiae capellanus institutus fuisset, eodem R. mortuo, M. nepos eius, qui sibi in ecclesia iam dicta successit, eundem presbyterum ad maiorem securitatem capellanum ibidem iterum ordinavit, quorum temporibus XXX. annis et ultra capellaniam eiusdem ecclesiae pacifice se asserit tenuisse. Tandem vero idem M. ab eadem ecclesia volens ipsum presbyterum removere, in eum coepit indebitas exactiones exercere, et quidam eius homo circa domum suam egressus violentas manus in eum iniecit, et ipse idem M. nisus est eum circumvenire, ut pro quinque marchis argenti, quas etiam idem M. ei promittebat annuatim nomine pensionis soluturum, praescriptae capellaniae cedere non differret. Praefato vero presbytero nolente eius exsequi voluntatem, praedictus M. tantum dicitur fecisse, quod post multas iniurias et gravamina sibi illata, occupatis omnibus aliis rebus, ab officio et beneficio est spoliatus. Quum autem idem presbyter per te adhuc extra provinciam tuam exsulans de suo beneficio non posset iustitiam obtinere, tandem quia, sicut asserit, multis necessitatibus arctabatur, nec suam ulterius inopiam potuit sustinere, per dolum et fraudem ipsius M. ab eo est sacramentum extortum, ut arbitrium clericorum duorum exinde susciperet et servaret, qui iam dicto M. faventes eidem presbytero praeceperunt, ut quinque marchas ab eodem tantum susciperet, et toti cederet quaestioni. Quoniam igitur non decet te aliquatenus sustinere, ut quod perperam arbitrati sunt debeat incorrectum relinqui, fraternitati tuae per apostolica scripta mandamus, quatenus praefatos clericos moneas studiosius et inducas, ut, si se cognoverint praefati clerici in hac parte tam nequiter arbitratos fuisse iam dictum presbyterum ab observantia iuramenti auctoritate nostra prorsus absolvas, vel, si arbitrium ipsum noveris aequitate subnixum, ad observantiam ipsius utramque partem appellatione remota compellas.
Chapter III
Latin source headnote: An arbitrator chosen in a cleric's patrimonial cause cannot adjudge property of the church to be possessed, even for the life of the cleric. It says this, and it is a noteworthy case.
The same to the Bishop of Exeter.
It has reached us that, when the cleric W. of Calestin was of minor age, G. of Cal. took the sister of the same cleric G. as wife, and the same G. affirmed by the pledging of faith that he would give five shillings sterling to him annually. Hence, when afterward a controversy had arisen between them concerning the same five shillings, they submitted to four persons, who made an award between them in such a way that the same G. would receive annually, in place of the aforesaid five shillings, the tithes belonging to him and to his peasants which the aforesaid G. is known to have in the parish of Cal. Therefore, because an award of this kind could hereafter prove pernicious to the church of the already-mentioned place, and neither the aforesaid W. nor those persons to whom the matter had been submitted ought in any way to have done this to the damage of the church, we command your fraternity by apostolic writings that you diligently inquire into the truth of the matter and, if you find it to be so, you are diligently to admonish the above-named G., and compel him by ecclesiastical coercion, to leave the aforesaid tithes entirely free to the church of which he is a parishioner, every pretext and appeal being removed, and not presume to claim anything further for himself on an occasion of this kind. But you are to admonish the above-mentioned cleric that he should endeavour to reach an amicable and peaceful agreement with the same G.
Arbiter assumptus in patrimoniali causa clerici non potest adiudicare rem ecclesiae possidendam, etiam ad vitam clerici. Hoc dicit, et est casus notabilis.
Idem Exoniensi Episcopo.
Pervenit ad nos, quod quum W. clericus de Calestin in minori esset aetate constitutus, G. de Cal. sororem eiusdem G. clerici duxisset in uxorem, et idem G. fidei interpositione firmavit, quod V. solidos sterlingorum annuatim daret eidem. Unde, quum postea super eisdem V. solidis inter ipsos controversia mota fuisset, in quatuor compromisere personas, quae utique inter se taliter arbitratae fuerunt, quod idem G. decimas proprias, et rusticorum suorum, quas in parochia de Cal. praefatus G. habere dignoscitur, pro V. praetaxatis solidis perciperet annuatim. Unde quoniam huiusmodi arbitrium ecclesiae iam dicti loci posset in posterum perniciosum exsistere, nec memoratus W. aut personae illae, in quibus compromissum fuerat, id ullatenus in ecclesiae damnum facere debuissent, fraternitati tuae per apostolica scripta mandamus, quatenus rei veritatem diligenter inquiras, et si ita esse inveneris, praenominatum G. diligenter commoneas, et ecclesiastica districtione compellas, ut ecclesiae, cuius est parochianus, praelibatas decimas omni occasione et appellatione remota liberas omnino dimittat, nec sibi occasione huiusmodi aliquid ulterius vendicare praesumat. Clericum vero supra dictum moneas, ut cum eodem G. amicabiliter pacificeque studeat convenire.
Chapter IV
Latin source headnote: A submission cannot be made to an individual woman as arbitress; it is otherwise if a woman otherwise possesses jurisdiction by the common law or by custom. For then a valid submission can be made to her even concerning the temporal things of a church. This states the rule clearly.
Innocent III to the Chancellor and Master Loth., Canon of Paris.
Textual note: The source's evident typographical comtemptores has been corrected to contemptores.
Our beloved sons the Abbot and Convent of Scarduna of the Cistercian Order showed us in their complaint that, when a question was pending between them on the one side and our beloved sons the Hospitallers of Ceresiers in the diocese of Sens on the other concerning the right of use in a certain wood at Oscha, which is called Fagetum, and the territory of the valley of Morini, a submission was made on both sides to our dearest daughter in Christ, A., the illustrious Queen of the French. After hearing the allegations on both sides and more fully understanding the merits of the case, with the counsel of very many bishops and other prudent men, she judged that the award should be promulgated by definitive sentence, and caused it, reduced to writing, to be confirmed by her own seal and the seals of the bishops who were present. The Hospitallers do not fear rashly to act against her sentence.
Although, according to a rule of the civil law, women are removed from public offices of this kind, and it is said elsewhere that, even though they are of the highest reputation and most excellently established, if they undertake an arbitration themselves, or if patronesses interpose a hearing among their freedmen, they are to be excluded from every judicial examination, so that from their pronouncement no penalty may be had against those who rightly contemn them, and no exception based on the agreement; nevertheless, because according to an approved custom which is observed as law in the regions of Gaul, pre-eminent women of this kind are known to possess ordinary jurisdiction over their subjects, we command your discretion by apostolic writings that you take care to admonish and induce the aforesaid Hospitallers to observe that award—especially since it was reinforced by the presence and counsel of bishops—as it was providently pronounced without depravity and willingly received by each party, and, if necessary, you are to compel them to this by the penalty established in the submission, appeal being set aside. [But the witnesses, etc. Given at the Lateran, on the second day before the Nones of November, in the fifth year of our pontificate, 1202.]
In mulierem singularem tanquam in arbitratricem compromitti non potest; secus si mulier habet alias iurisdictionem de iure communi vel consuetudine. Nam tunc etiam super rebus temporalibus ecclesiae potest in eam valide compromitti. H. d. clare.
Innocentius III. Cancellario et Magistro Loth. Canonico Parisiensi.
Dilecti filii abbas et conventus de Scarduna Cisterciensis ordinis sua nobis querela monstrarunt, quod, quum inter eos ex una parte, ac dilectos filios Hospitalarios de Ceresiers Senonensis dioecesis ex altera super usuario cuiusdam nemoris in Oscha, quod dicitur Fagetum, et territorio vallis Morini quaestio verteretur, in carissimam in Christo filiam A. reginam Francorum illustrem fuit compromissum utrinque, quae, auditis hinc inde propositis, et causae meritis plenius intellectis, de plurimorum episcoporum et aliorum virorum prudentum consilio arbitrium duxit per diffinitivam sententiam promulgandum, et redactum in scripto proprio et episcoporum, qui interfuerunt, fecit firmari sigillis; contra cuius sententiam Hospitalarii temere venire non timent. Quamvis autem secundum regulam iuris civilis feminae a huiusmodi publicis officiis sint remotae, et alibi dicatur, quod, licet summae opinionis et optime constitutae exsistant, si arbitrium in se susceperint, vel si patronae inter libertos suos interposuerint audientiam, ab omni sint iudiciali examine separandae, ut ex earum prolatione nulla poena adversus iustos earum contemptores, nullaque pacti exceptio habeatur; quia tamen iuxta consuetudinem approbatam, quae pro lege servatur, in partibus Gallicanis huiusmodi feminae praecellentes in subditos suos ordinariam iurisdictionem habere noscuntur, discretioni vestrae per apostolica scripta mandamus, quatenus praefatos Hospitalarios, ut arbitrium ipsum, praesertim quum episcoporum fuerit praesentia et consilio roboratum, sicut sine pravitate provide latum est, et ab utraque parte sponte receptum, observent, monere ac inducere procuretis, eos ad hoc, si necesse fuerit, per poenam in compromisso statutam appellatione postposita compellatis. [Testes autem etc. Dat. Lat. II. Non. Nov. Pont. nostr. Ao. V. 1202.]
Chapter V
Latin source headnote: An exempt church cannot make a submission to arbitration to the prejudice of its exemption. This states the rule, and clearly.
The same to the Abbot and Convent of Pigravia.
When, in the time of Pope C. of good memory, our predecessor, you, son abbot, had come to the Roman curia, you merited to obtain a privilege and other writings from the Apostolic See, [and, as we have received from you, when you had returned to your own region, you caused the said privilege and other writings to be faithfully recited in the presence of your brothers and certain canons of Merseburg who had come there in defence of certain monks. When our venerable brother the Bishop of Merseburg learned this, he announced and wrote to the emperor that you had come to the Roman Church against the honour of the empire and had obtained a privilege to its prejudice. Moved by this, the emperor summoned you to his court and ordered the privilege to be presented to him; having received it, he afterward refused to return it to you. And while you felt yourself aggrieved in these and other matters through the bishop, after interposing an appeal you visited the Apostolic See. When letters of commission had been obtained from it through messengers, the judges cited the parties, intending to proceed in that case according to the form of the apostolic mandate. But while these things were being done, our venerable brother the Archbishop of Magdeburg, at the petition of the aforesaid bishop and by imperial mandate, removed you, suspended from office and benefice, from the administration of the monastery and assigned its care to two knights.]
Hence, fearing that danger would come upon the abbey, since danger also threatened you, concerning the controversies pending between you and the Bishop of Merseburg and certain of your monks, with faith pledged on both sides into the archbishop's hands, you promised that you would observe the award of the Archbishop of Magdeburg. And thus it happened that the archbishop himself, associating with himself both clerics and laymen, [among whom was also the imperial seneschal,] promulgated an award under a certain form.
[After these things, coming again to Rome, you took care diligently to explain to that same predecessor of ours the things which had been done. We ourselves, when we were placed in a lesser office, and our beloved sons I., Cardinal Priest of the title of Saint Stephen on the Caelian Hill, and I., Cardinal Priest of the title of Saint Prisca, were appointed auditors for you and your adversary, the custodian of Merseburg, proctor of the said bishop. At last, after hearing the things which the parties judged should be alleged, with the parties' assent the case was committed under a certain form to delegated judges, namely, that they should inquire diligently into everything, except that they should reserve entirely for examination by the Apostolic See the investigation of the liberty of that monastery together with two chapels.
Therefore, when the delegated judges had summoned the parties into their presence by apostolic authority, the aforesaid bishop alleged that those delegates were suspect to him and assigned multiple causes of suspicion. Thereafter also, wishing to evade their judgment, he appealed to the Apostolic See; but, having afterward returned before them, he gave the oath against calumny, produced witnesses, and requested and obtained adjournments. Therefore those judges, proceeding in the case, after hearing the arguments of both parties and understanding them more fully, sent all the proceedings, strengthened by the protection of their seals, to the Apostolic See, imposing a term upon the parties on which they were to present themselves personally before the apostolic presence to receive sentence.
You came to that term personally, while the bishop sent on his behalf our beloved sons H., canon of Merseburg, and B., scholasticus of Saint Nicholas of Merseburg, as representatives. They said that the proceedings which the delegates had transmitted ought neither to be published nor any faith at all be given to them, since they had been received and recorded both by suspect judges and after an appeal had lawfully been interposed. Your party petitioned to the contrary, especially because, as it firmly asserted, the aforesaid messengers did not have capacity to stand in court, since they were excommunicated, and it had been enjoined upon the bishop under penalty of suspension that he should come in his own person to conduct the case. Since he had not done so, he had incurred the penalty of suspension. The aforesaid messengers alleged that, because of illness and old age, he could not come personally to the Roman Church, denying the other things which had been objected against them.
On behalf of the bishop they represented the affair in this way: since you had received the abbey and the priesthood from him as from your prelate, as you had confessed in court, because of your depraved manner of life you began to be sued by the monks concerning many enormities. The bishop frequently restored peace and concord among them, admonishing you to pass to the fruit of a better life. But when, because of the things which you continually did, the brothers now had no hope at all of your correction, they alleged against you in synod concerning dilapidation that you voluptuously consumed the goods of the monastery assigned for the uses of the poor, that because of a lack of necessities religious life was wholly perishing there, and they also assailed you concerning sacrilege, simony, and many other crimes, sometimes before the bishop and sometimes in the presence of the cardinal. The bishop endured you for so long that he was said to deny justice to the monks.
When afterward you had been cited by the bishop, you sent a messenger who appealed concerning every grievance which could be inflicted upon you by a sentence of the archbishop. But when neither you nor a messenger came to the archbishop, the archbishop himself judged that no deference at all should be paid to an appeal made so generally to the prejudice of the church. Therefore the bishop, having taken the counsel of prudent men, cited you again and suspended you from office and benefice. Meanwhile our beloved son I., Cardinal Priest of the title of Saint Stephen on the Caelian Hill, then legate of the Apostolic See, arrived and came to the said abbey in order to compose matters between you and the aforesaid monks. But while you were hiding in neighbouring villages and Master Ulric was making allegations, the said cardinal confirmed the sentence of suspension pronounced against you.
Thus, coming secretly to Rome, with the truth concealed you obtained letters of commission and, under the appearance of renewal, a privilege which you had never possessed before. And when the delegated judges were suspect to the bishop and the monks, from whom they could not obtain even one day's adjournment, after an appeal had been interposed by the bishop's messengers, immediately when the surreptitious privilege was read, the parties transmitted their messengers to the Apostolic See. With their assent the case was at last committed to other judges under a certain form, as is contained in the letters of commission. But when not all of them could take part in the examination of the case because of the excessive distance, our beloved son the Abbot of Goizoche, together with our venerable brothers the said archbishop and the Bishops of Bamberg and Meissen and very many prelates of churches, restored peace and concord between the bishop, you, and the monks.
But, coming secretly again to the Roman Church and alleging many things against the monks and the bishop, you obtained letters of commission to two of those judges whom we said above were suspect to the bishop and from whom that bishop had recently appealed through messengers. When they would not admit the bishop's just exceptions, which he wished to prove immediately, he appealed to the Apostolic See. But while they nevertheless proceeded in the case, he came to them against his will, fearing that his justice would perish. When, after other things which the judges had done on their own initiative, they fixed a term for publication of the attestations, when the parties came only one of the judges appeared, together with a messenger of the other, who neither had letters for the others nor wished to give security that his principal had committed his functions to the judge present. Thus it happened that the Provost of Naumburg alone, although three seals were affixed, recorded the proceedings which were sent to the Apostolic See. Hence they said that no faith at all ought to be given to them, both because the instrument containing the report of those judges was defective on its face and because it was issued by one whom they say was bound by many bonds of excommunication.
But you firmly asserted that almost all the foregoing allegations made on behalf of the bishop lacked truth. Because, however, the aforesaid bishop, in that he gave the oath against calumny, sought adjournments from the delegates, and produced witnesses before them, appears to have renounced the appeal and consented to their examination, we, after taking the counsel of our brothers, ruled upon the aforesaid incidental question that the things transacted before the aforesaid judges ought to be published, so that our sentence might at last be framed according to their tenor.]
We therefore gave to you and the proctors of the aforesaid bishop our venerable brother O., Bishop of Ostia, and our beloved son P., Cardinal Priest of the title of Saint Cecilia, as auditors. And when they had faithfully reported to us and our brothers the things alleged and shown on both sides, because it was lawfully established both through confessions and through attestations that, with faith given on both sides, a submission was made to the aforesaid archbishop and also to certain others, we, with the counsel of our brothers, decree that the award pronounced by him is to be observed, excepting only those articles expressed in the award which are contrary to the liberty of that monastery and its two chapels. For, even if you wished it voluntarily, you nevertheless could not by law, without the permission of the Roman Pontiff, renounce privileges or indulgences of liberty which indicate that monastery to pertain to the right and ownership of the Roman Church, especially since in the last letters of commission it is expressly contained that our [often-mentioned] predecessor willed that no prejudice should be generated for you or your successors, or even for the monastery and two chapels of Pigravia, from the renunciation which you made concerning the privilege and other writings. [Given at Rome, at Saint Peter's, on the third day before the Ides of July, 1198.]
Ecclesia exempta non potest in praeiudicium exemptionis compromittere. H. d. et clare.
Idem Abbati et Conventui de Pigravia.
Quum tempore bonae memoriae C. Papae praedecessoris nostri tu, fili abbas, ad Romanam curiam accessisses, privilegium et alia scripta meruisti a sede apostolica obtinere, [et, sicut a te accepimus, quum reversus fuisses ad propria, privilegium dictum et alia scripta in praesentia fratrum tuorum et quorundam canonicorum Mersburgensium, qui in defensionem quorundam monachorum illuc venerant, fecisti fideliter recitari. Quod intelligens venerabilis frater noster Mersburgensis episcopus, nunciavit et scripsit imperatori, te contra honorem imperii ad Romanam ecclesiam accessisse, et privilegium in eius praeiudicium impetrasse. Unde motus imperator curiam tibi indixit, et privilegium sibi praesentari praecepit, quod receptum noluit tibi postmodum resignare. Et dum in his et aliis te per episcopum gravari sentires, appellatione interposita sedem apostolicam visitasti, a qua per nuncios commissionis literis impetratis, partes iudices citaverunt, in causa ipsa iuxta formam mandati apostolici processuri. Verum dum haec agerentur, venerabilis frater noster Magdeburgensis archiepiscopus ad petitionem episcopi memorati de mandato imperiali te, ab officio beneficioque suspensum, a monasterii administratione removit, et curam eis duobus militibus assignavit.] Unde timens abbatiae periculum provenire, quum et tibi periculum immineret, Super controversiis, quae inter te et Mersburgensem episcopum, et quosdam tuos monachos vertebantur te promisisti arbitrium Magdeburgensis archiepiscopi fide in manibus eius hinc inde praestita servaturum, sicque factum est, ut ipse archiepiscopus, adiunctis sibi tam clericis quam laicis, [inter quos erat et dapifer imperialis,] sub certa forma arbitrium promulgaverit. [Posthaec iterum Romam veniens quae facta fuerant eidem praedecessori nostro diligenter exponere procurasti, cui et adversario tuo custodi Mersburgensi procuratori dicti episcopi nos ipsi, quum essemus in minori officio constituti, et dilecti filii I. tit. S. Stephani in Coelio Monte, et I. tit. S. Priscae presbyteri cardinales deputati fuimus auditores, et tandem, auditis quae partes duxerant proponenda, sub certa forma de consensu partium causa commissa fuit iudicibus delegatis, videlicet, ut de omnibus diligenter inquirerent, excepto, quod indagationem libertatis eiusdem monasterii cum duabus capellis apostolicae sedis examini per omnia reservarent. Quum itaque iudices delegati partes ad suam praesentiam auctoritate apostolica evocassent, memoratus episcopus delegatos ipsos suspectos sibi proposuit et causas suspicionis multiplices assignavit. Consequenter etiam eorum volens iudicium declinare, sedem apostolicam appellavit, sed reversus postmodum coram eisdem sacramentum calumniae praestitit, testes produxit, petitis dilationibus et obtentis. Ipsi ergo iudices procedentes in causa, auditis utriusque partis rationibus et plenius intellectis, gesta omnia sigillorum suorum munimine roborata ad sedem apostolicam destinarunt, terminum partibus imponentes, quo recepturae sententiam apostolico se conspectui personaliter praesentarent. Ad quem tu personaliter accedens, episcopus pro se misit dilectos filios H. Mersburgensem canonicum et B. S. Nicolai Mersburgensis scholasticum responsales; qui gesta, quae delegati transmiserant, nec publicari debere dicebant, nec fidem eis penitus adhibendam, quum et a suspectis iudicibus, et post appellationem legitime interpositam recepta fuerint et descripta; parte tua contrarium postulante, praesertim quia, ut firmiter asserebat, nuncii memorati personam standi iudicio non habebant, quum excommunicati essent, et episcopo fuisset sub poena suspensionis iniunctum, ut ad causam agendam in propria persona veniret; quod quum non fecerit, poenam suspensionis incurrit, quem praedicti nuncii propter aegritudinem et senectutem personaliter ad Romanam ecclesiam non posse accedere proponebant, alia, quae ipsis obiecta fuerant, denegantes. Qui pro ipso episcopo factum taliter proponebant, quod quum ab eo, tanquam a tuo praelato, abbatiam et sacerdotium percepisses, sicut fueras in iure confessus, propter pravam conversationem tuam super multis enormitatibus coepisti a monachis conveniri, inter quos episcopus pacem et concordiam saepius reformavit, monens te, ut ad frugem melioris vitae transires. Quum autem fratres per ea, quae iugiter faciebas, de tua emendatione nullatenus iam sperarent, contra te proposuerunt in synodo de dilapidatione, quod res monasterii pauperum usibus deputatas voluptuose consumeres, et pro defectu necessariorum religio ibi penitus deperiret, te etiam de sacrilegio, simonia, aliisque multis criminibus impetebant, interdum coram episcopo, quandoque in praesentia cardinalis, quem episcopus tamdiu sustinuit, quod monachis denegare iustitiam dicebatur. Citatus exinde ab episcopo, nuncium misisti super omni gravamine, quod tibi possit inferri per sententiam archiepiscopi, provocantem. Quum autem neque per te neque per nuncium ad archiepiscopum accessisses, ipse archiepiscopus appellationi tam generaliter factae in praeiudicium ecclesiae iudicavit nullatenus deferendum. Episcopus itaque, habito prudentum consilio, citatum denuo te ab officio beneficioque suspendit. Interim superveniens dilectus filius noster I. tit. sancti Stephani in Coelio monte presbyter cardinalis, tunc apostolicae sedis legatus, ad dictam abbatiam accessit, ut componeret inter te et monachos memoratos. Sed te in villis proximis latitante, et magistro Ulrico allegante, dictus cardinalis latam in te suspensionis sententiam confirmavit. Sic ergo latenter Romam veniens, commissionis literas veritate tacita, et sub specie renovationis privilegium, quod nunquam ante habueras, impetrasti. Quumque iudices delegati episcopo suspecti essent et monachis, a quibus nec unius diei poterant inducias obtinere, appellatione interposita ab episcopi nunciis, statim, quum privilegium subreptitium legeretur, partes nuncios suos ad sedem apostolicam transmiserunt, de quorum assensu causa tandem fuit aliis iudicibus sub certa forma commissa, sicut in commissionis literis continetur. Sed quum non omnes possent examinationi causae propter nimiam distantiam interesse, dilectus filius abbas de Goizoche, una cum venerabilibus fratribus nostris dicto archiepiscopo, Babenbergensi et Misnensi episcopis, et quam plurimis ecclesiarum praelatis, inter episcopum, te et monachos pacem et concordiam reformavit. Iterum autem ad Romanam ecclesiam latenter accedens, et proponens multa contra monachos et episcopum, ad duos iudicum illorum, quos superius episcopo diximus esse suspectos, et a quibus nuper ipse episcopus per nuncios appellaverat, commissorias literas impetrasti. Qui quum iustas exceptiones episcopi non admitterent, quas in continenti probare volebat, sedem apostolicam appellavit. Sed ipsis in causa nihilominus procedentibus, invitus accessit ad eos, timens, ne sua iustitia deperiret. Quum autem post alia, quae iudices ipsi proprio motu fecerant, terminum publicandis attestationibus praefixissent, venientibus partibus unus tantum comparuit de iudicibus cum alterius nuncio, qui nec habebat ad alios literas, nec cavere volebat, quod dominus suus vices suas praesenti iudici commisisset. Sicque factum est, quod solus Numburgensis praepositus, licet tribus sigillis appositis, gesta descripserit, quae fuerant ad sedem apostolicam destinata; unde dicebant fidem eis nullatenus adhibendam, et quia ipsum instrumentum relationis ipsorum iudicum fuit in superficie vitiosum, et datum ab eo, quem plurimis dicunt excommunicationis vinculis innodatum. Verum praemissa fere omnia pro episcopi parte proposita, tu veritate destitui firmiter asserebas. Quia vero memoratus episcopus eo, quod iuramentum praestitit de calumnia, et a delegatis inducias postulavit, et testes coram eis produxit, appellationi renunciasse videtur, et eorum examini consensisse, nos habito fratrum consilio in praemissa incidenti quaestione interlocuti fuimus, quod deberent quae coram praedictis iudicibus gesta fuerant publicari, ut secundum tenorem ipsorum nostra tandem sententia formaretur.] Tibi igitur et procuratoribus episcopi supradicti venerabilem fratrem nostrum O. Hostiensem episcopum et dilectum filium P. tit. S. Caeciliae presbyterum cardinalem dedimus auditores; qui quum ea, quae fuerant hinc inde proposita et ostensa, nobis et fratribus nostris fideliter retulissent, Quia tam per confessiones, quam per attestationes legitime constitit, quod fide hinc inde data compromissum est in archiepiscopum memoratum et quorundam etiam aliorum, nos de consilio fratrum nostrorum arbitrium ab ipso prolatum decernimus observandum, illis duntaxat capitulis exceptis, quae contra libertatem ipsius monasterii et duarum capellarum eiusdem in arbitrio sunt expressa, quum, etsi sponte volueris de iure tamen nequiveris sine licentia Romani Pontificis renunciare privilegiis vel indulgentiis libertatis, quae monasterium illud indicant ad ius et proprietatem Romanae ecclesiae pertinere, praesertim quum in ultimae commissionis literis contineatur expressum quod [saepedictus] praedecessor noster super renuntiatione a te super privilegio et aliis scriptis facta nullum tibi vel successoribus tuis, aut etiam monasterio et duabus capellis de Pigavia praeiudicium voluit generari. [Dat. Romae ap. S. Petr. III. Id. Iul. 1198.]
Chapter VI
Latin source headnote: An arbitrator does not have power to judge beyond the matters comprised in the submission; therefore no counterclaim is made before him.
The same to the Bishop of Saint Andrews and the Abbot of Bechot.
When our beloved son [the abbot and canons of Cambuskenneth had, by authority of our letters, drawn our beloved sons the abbot and monks of Dunfermline in the diocese of Saint Andrews into a lawsuit before our venerable brother [name omitted], Bishop of Dublin, and our beloved sons [name omitted], Abbot of Coupar, and [name omitted], Abbot of Scone, of the same diocese, concerning certain tithes pertaining to their church of Eccles and damages and injuries inflicted; and those monks had sued the same abbot and canons by our delegation before our beloved sons [name omitted], Prior of Holyrood, and [name omitted], Dean of Tyninghame, of the aforesaid diocese, and you, son official, concerning the chapel of Dunipace and the tithes pertaining to it, each party, after multiple allegations and altercations, made a submission to you, so that, proceeding in those matters according to the order of law, you would terminate those controversies, concerning both possession and ownership, by judgment or agreement, appeal being set aside. Confirming this by a corporal oath, they affirmed that whatever two of you together with you, brother bishop, should judge ought to be established concerning these things, if you all could not agree together, they would hold ratified and firmly observe, and that they would not impede the arbitral proceeding by fraud or malice.
Therefore, after hearing the allegations on both sides, receiving the witnesses, and publishing their depositions, because you were in doubt concerning four articles, you transmitted the instructed case into our presence, imploring an oracle of the Apostolic See concerning those four doubtful matters. The first question arose before you from the fact that, when the canons sued the monks concerning the aforesaid tithes, the monks wished to sue those canons concerning certain other tithes, although no submission had been made to you concerning them. For the monks' party asserted that, according to lawful enactments, one who is sued before someone can sue the same person before that same judge.] Hence you petitioned that whether there is a place for a counterclaim before arbitrators be explained through the Apostolic See. [But the second, etc. (cf. c. 9, On the Reliability of Instruments, II.23).] We therefore respond to your discretion concerning the first article in this way: although in a judicial proceeding the person who is sued before a judge can counterclaim against the claimant, nevertheless he cannot counterclaim before arbitrators, since arbitrators cannot judge except concerning only those things about which a submission was made to them. [As to the second, etc. (cf. c. 9, On the Reliability of Instruments, II.23). Given at the Lateran, on the thirteenth day before the Kalends of April, in the tenth year, 1207.]
Textual note: The Latin Library transcription represents five omitted personal names with Ö. Friedberg likewise prints blank-name markers; they are explicitly identified as omitted names above rather than conjecturally supplied. The transcription's fruerit has also been corrected to Friedberg's fuerit.
Arbiter non habet potestatem iudicandi ultra comprehensa in compromisso; ideo coram eo non fit reconventio.
Idem Episcopo S. Andreae et Abbati de Bechot.
Quum dilectus filius [abbas et canonici de Kambuskinel dilectos filios abbatem et monachos de Dunfermelin dioecesis sancti Andreae coram venerabili fratre nostro ... Dublinensi episcopo et dilectis filiis ... de Cupro et ... de Soona abbatibus eiusdem dioecesis super quibusdam decimis ad ecclesiam suam de Egles spectantibus, et damnis et iniuriis irrogatis auctoritate literarum nostrarum traxissent in causam, et ipsi eosdem abbatem et canonicos ex delegatione nostra coram dilectis filiis ... priore sanctae crucis et ... decano de Tiningham praedictae dioecesis, ac te, fili officialis, super capella de Dunipast et decimis ad eandem spectantibus convenissent, utraque pars in vos post allegationes et altercationes multiplices compromisit, ut vos in negotiis ipsis secundum iuris ordinem procedentes, controversias ipsas tam super possessione quam proprietate appellatione postposita iudicio vel concordia finiretis; praestito corporaliter iuramento firmantes, quod quicquid super iis duo vestrum tecum, frater episcope, si non possetis omnes pariter concordare, ducerent statuendum, ratum haberent et firmiter observarent, nec processum arbitrii dolo vel malitia impedirent. Vos igitur auditis hinc inde propositis, receptis testibus, et publicatis depositionibus eorundem, quia super quatuor articulis dubitastis, causam instructam ad nostram praesentiam transmisistis, super quatuor illis dubitabilibus apostolicae sedis oraculum implorantes. Ex eo siquidem coram vobis prima quaestio est exorta, quod, quum canonici monachos super praedictis decimis convenissent, monachi super quibusdam aliis decimis convenire volebant eosdem, licet de eis in vos non fuerit compromissum. Asserebat enim pars monachorum, quod secundum legitimas sanctiones is, qui coram aliquo convenitur, coram eodem convenire valet eundem.] Unde Utrum coram arbitris reconventioni sit locus, postulasti per sedem apostolicam explicari [Secunda vero etc. (cf. c. 9. de fide instr. II. 23.)] Nos igitur discretioni vestrae super primo articulo taliter respondemus, quod, licet in iudicio convenientem reconvenire valeat is, qui coram iudice convenitur, coram arbitris tamen reconvenire non potest, quum arbitri iudicare non valeant nisi de his tantum, super quibus in eos exstiterit compromissum. [Ad secundam etc. (cf. c. 9. de fide instr. II. 23.) Dat. Lat. XIII. Kal. Apr. Ao. X. 1207.]
Chapter VII
Latin source headnote: One who is bound by an award to elect with the counsel of certain persons is bound to seek their counsel in the deliberation concerning the election, but is not constrained to follow it.
The same to the Rector and Brothers of the Hospital of Saint Bartholomew of Lucca.
When formerly a question was pending concerning the election of a rector and brothers in your hospital between you and our beloved son the Prior of the church of Saint Bartholomew of Lucca, before the Prior of Saint Fridianus and the primicerius of Saint Martin of Lucca, judges delegated by the Apostolic See, and each party, making a submission to them, promised that it would observe their award, and those judges determined that a certain award should be pronounced, a doubt arose on both sides concerning the award pronounced by them, which you petitioned to be clarified through the Apostolic See. We therefore, having diligently inspected the public instrument containing the award, recognized that, according to the form of the award, the Prior of Saint Bartholomew of Lucca is bound to take counsel with the household of that hospital and to deliberate with it concerning finding a rector; but, whether the household agrees or disagrees with that prior, the same prior ought in either case to elect the rector. For this reason we say that, unless the prior has deliberated with the household of the hospital concerning finding a rector and has sought its counsel, he does not have power to elect the rector, and, if he elects him in another manner, his election ought to be regarded as void and empty. But, after counsel has been taken with the household concerning this and deliberation held concerning finding a rector, the prior himself can freely elect a rector, provided only that he is suitable, whether the household agrees or disagrees with him concerning the selection of the rector. [But lest, etc. Given at Sora, on the fourth day before the Nones of August, in the eleventh year of our pontificate, 1208.]
Qui per arbitrium tenetur eligere cum aliquorum consilio, tenetur illorum consilium in tractatu electionis requirere, sed sequi non adstringitur.
Idem Rectori et Fratribus hospitalis S. Bartholomaei Lucani.
Quum olim super eligendis in hospitali vestro rectore et fratribus inter vos et dilectum filium priorem ecclesiae sancti Bartholomaei Lucani coram priore S. Fridiani et primicerio S. Martini Lucanensis a sede apostolica iudicibus delegatis quaestio verteretur, et utraque pars in eos compromittens ipsorum arbitrium se promiserit servaturum ac ipsi iudices certum duxerint arbitrium proferendum, super prolato ab ipsis arbitrio utrinque dubitatio est exorta, quam petistis per sedem apostolicam declarari. Nos igitur publico instrumento arbitrium continente diligenter inspecto cognovimus, quod secundum formam arbitrii prior sancti Bartholomaei Lucani tenetur habere consilium cum familia hospitalis eiusdem et tractare cum ea de inveniendo rectore; sed sive concordet sive discordet familia cum ipso priore, idem prior eligere debet in utroque casu rectorem. Propter quod dicimus, quod nisi prior super inveniendo rectore tractaverit cum familia hospitalis, et ipsius consilium requisierit, non habet potestatem eligendi rectorem, et, si alio modo eum elegerit, eius electio haberi debet irrita et inanis. Verum, habito cum familia super hoc consilio et tractatu de inveniendo rectore, ipse prior libere potest rectorem eligere, duntaxat idoneum, sive concordet sive discordet familia cum ipso super inventione rectoris. [Ne vero etc. Dat. Sorae IV. Non Aug. Pontif. nostr. Ao. XI. 1208.]
Chapter VIII
Latin source headnote: A submission concerning spiritual matters cannot be made to a layman.
The same in the General Council.
It sometimes happens that, when to a claimant (And below: [cf. c. 9, On Fraud and Contumacy, II.14.]) For this purpose we generally prohibit a submission concerning spiritual matters from being made to a layman, because it is not fitting for a layman to arbitrate in such matters.
De rebus spiritualibus in laicum compromitti non potest.
Idem in concilio generali.
Contingit interdum, quod, quum actori (Et infra: [cf. c. 9. de col. et cont. II. 14.]) Ad hoc generaliter prohibemus, ne super rebus spiritualibus compromittatur in laicum, quia non decet, ut laicus in talibus arbitretur.
Chapter IX
Latin source headnote: By authority even of a delegated judge, a submission concerning a spiritual cause can be made to a cleric and a layman; and, if the award has been accepted by the parties, it ought to be committed to execution by them, although the submission was made through a general proctor. But if the award was not approved and a penalty was added, an action lies for the penalty; otherwise, for the interest. This states the rule generally by adhering to the letter.
The same to the Archbishop of Pisa.
You informed us by your letters that, when you had received letters from us concerning execution of an award pronounced between the Hospitallers of Saint John and the pleban of Pescia concerning the hospital of Saint Allucius, when the parties had appeared in your presence, the Hospitallers sought execution of the award from you, asserting that it ought to be observed because the pleban's proctor voluntarily made a submission to the arbitrators after interposing an oath, since he said that he had received power to make a submission and settlement concerning that business. The pleban alleged to the contrary that he gave the aforesaid proctor a general mandate to conduct the case; nevertheless, he did not mandate him to make a submission or settlement concerning it without his special mandate; and, moreover, the aforesaid proctor had not been appointed with the assent of his canons. And therefore he said that the award was invalid, especially since the proctor had exceeded the limits of the mandate and the award had been promulgated by one cleric and two laymen, although they had pronounced the award with the assent of our venerable brother the Archbishop of Genoa, to whom the case had been committed.
Hence, when doubt had arisen concerning these matters, you petitioned to be instructed by an oracle of the Apostolic See how you should proceed concerning that business. Concerning this we respond to your fraternity in this way: if the award was accepted on behalf of the pleban, it ought to be held ratified without distinction and thereby committed to execution according to the tenor of the apostolic mandate. But if it was not accepted, it matters whether or not a penalty was established for observing it. And indeed, if a penalty was added in the submission, an action can be brought for the penalty. But if no penalty was established, but a submission was made simply that the sentence would be obeyed, the proctor can be sued for the interest, because by his oath he could bind himself personally, but not the church. That it is said to have been pronounced by two laymen and one cleric appears in no way to stand in the way, since it was done by authority of the said archbishop, to whom the cause concerning which the submission is said to have been made had been delegated.
Auctoritate iudicis etiam delegati potest de causa spirituali in clericum et laicum compromitti, et, si arbitrium est a partibus receptum, debet a partibus exsecutioni mandari, licet per generalem procuratorem factum fuerit compromissum. Si autem non fuit arbitrium approbatum, et poena fuit apposita, agitur ad poenam, alias ad interesse. H. d. generaliter inhaerendo literae.
Idem Pisano Archiepiscopo.
Per tuas nobis literas intimasti, quod, quum super exsecutione arbitrii, quod inter Hospitalarios sancti Ioannis et plebanum de Piscia super hospitali sancti Allucii latum erat, a nobis literas accepisses, partibus in tua praesentia constitutis, Hospitalarii a te exsecutionem arbitrii postulabant, asserentes, illud debere observari pro eo, quod procurator plebani sponte in arbitros iuramento interposito compromisit, quoniam dicebat, potestatem compromittendi et transigendi super eodem negotio recepisse. Plebanus proposuit ex adverso, quod ad causam tractandam praedicto procuratori dedit generale mandatum; non tamen ei mandavit, ut sine speciali mandato suo compromittere posset vel transigere super eo; et praeterea procurator iam dictus de assensu canonicorum suorum non fuerat institutus. Et ideo dicebat id arbitrium non valere, praesertim quum procurator fines mandati excesserit et arbitrium fuerit per unum clericum et duos laicos promulgatum, licet ipsi de assensu venerabilis fratris nostri Genuensis archiepiscopi, cui causa commissa fuerat, arbitrium protulissent. Unde, quum super his dubietas fuisset exorta, per apostolicae sedis oraculum edoceri petiisti, qualiter super negotio ipso tibi sit procedendum. Super quo fraternitati tuae taliter respondemus, quod, si ex parte plebani arbitrium receptum fuerit, indistincte ratum haberi debet, ac per hoc iuxta tenorem mandati apostolici exsecutioni mandari. Si vero receptum non fuerit, refert, utrum fuerit vel non fuerit de observando ipsum poena statuta. Et quidem si poena fuerit apposita in compromissione, agi potest ad poenam. At si nulla poena statuta fuerit sed simpliciter, quod staretur sententiae, fuerit compromissum, procurator ad interesse poterit conveniri, quia iuramento suo se ipsum personaliter, non ecclesiam poterat obligare. Quod autem a duobus laicis et uno clerico dicitur esse prolatum, nequaquam obviare videtur, quum auctoritate dicti archiepiscopi factum sit, cui causa de qua, dicitur compromissum, fuerat delegata.
Chapter X
Latin source headnote: If two persons elected in discord to the same prelacy make a submission to the ordinary, the submission expires upon the death of one of those making it; the ordinary nevertheless proceeds by ordinary power concerning the right of the survivor before passage is made to another election. This states the rule.
Honorius III to the Archbishop of Cologne.
It was intimated to our ears on your behalf that, when the provostship of Saint Cunibert in Cologne was vacant, the canons of that church, disagreeing on the day fixed for the election concerning the appointment of a provost for themselves, divided their votes between two, namely H. of Jülich and C. of Lombardy. When afterward deliberation was held concerning an election of this kind and the parties had appeared in your presence, they at last took care, after pledging faith, to make a submission to you concerning this. After diligently inspecting and ascertaining the merits of the case, with their assent you fixed a day for pronouncing a definitive sentence. Meanwhile, however, after the aforesaid H., elected by one party, had been removed from their midst, you took care to forbid the above-mentioned canons to proceed to make another election while your sentence was pending; some of them nevertheless elected B. of Ahrberg, canon of Cologne. Therefore, on the day when the sentence ought to have been pronounced, when the parties had appeared in your presence and the aforesaid C. petitioned that you pronounce a definitive sentence, the said B., to the contrary, alleged that you ought not to proceed further.
Therefore, to you, who humbly petition to be instructed by us, we respond briefly that, although the arbitration was ended by the death of H. himself, nevertheless you ought first to have taken cognizance of the merits of the first election before a proceeding was made to the second. For if perhaps the said C., who survives, has a right in the election concerning which the submission to you was made, it is established that the second election is wholly invalid. [On the fourteenth day before the Kalends of July, in the second year, 1218.]
Si per duos electos ad eandem praelaturam in discordia compromittitur in ordinarium, morte alterius compromittentium exspirat compromissum; ordinarius tamen ex potestate ordinaria procedit super iure superstitis, antequam fiat transitus ad aliam electionem. H. d.
Honorius III. Archiepiscopo Coloniensi.
Ex parte tua nostris est auribus intimatum, quod, vacante praepositura sancti Cuniberti in Colonia, canonici eiusdem ecclesiae electioni die praefixa de praeficiendo sibi praeposito discordantes vota sua diviserunt, in duos, quorum unum videlicet H. de Iuliaco, et C. de Lombardia. Quumque postmodum tractaretur super electione huiusmodi, et partes essent in tua praesentia constitutae, in te demum super hoc fide praestita compromittere curaverunt, qui causae meritis diligenter inspectis et cognitis ad proferendam diffinitivam sententiam diem ipsis consentientibus praefixisti. Interim vero praefato H. ab una parte electo sublato de medio, supradictis canonicis inhibere curasti, ne tua pendente sententia procederetur ab ipsis ad electionem aliam faciendam, quorum quidam nihilominus B. de Ahrberch Coloniensem canonicum elegerunt. Die igitur, quo sententia proferri debuit, in tua praesentia partibus constitutis, et praefato C., ut diffinitivam proferres sententiam, postulante, dictus B. e contrario allegavit, quod procedere ulterius non deberes. Quapropter tibi, edoceri a nobis humiliter postulanti, breviter respondemus, quod, licet arbitrium sit finitum per mortem ipsius H., prius tamen de primae electionis meritis debuisti cognoscere, quam processus fieret ad secundam. Nam si forte dictus C., qui est superstes, in electione ius habet, de qua compromissio facta fuit in te, electionem secundam constat penitus non valere [XIV. Kal. Iul. Ao. II. 1218.]
Chapter XI
Latin source headnote: An arbitrator chosen after a matter has been adjudged, concerning new disputes, cannot alter the sentence by his award, even if he received a mandate from the Pope to compose matters between the parties.
The same to the Bishop-elect and the Abbot of Saint Zeno and C., Canon of Verona.
The petition of our beloved son O., Bishop-elect of Feltre and Belluno, presented to us contained that, when the case which formerly was pending between his predecessor of good memory on the one side and the citizens of Treviso on the other concerning the district, jurisdiction, and other matters had been terminated by the sentence of our venerable brother the Bishop of Ostia, then legate of the Apostolic See, and the predecessor of that bishop-elect had for a long time peacefully possessed the things adjudged to him by that legate, nevertheless the bishop-elect himself, having at last obtained the assent of his chapters, to the prejudice of his churches made a submission with the other party to the nobleman the Duke of the Venetians as arbitrator concerning certain disputes which seemed to have arisen on both sides. Acting contrary to that same sentence confirmed by apostolic authority, the duke, with equity set aside, promulgated an iniquitous award against the aforesaid churches concerning matters adjudged by that legate.
Although we sent our letters to that duke that he ought to labour to compose matters between the parties, nevertheless, since it was not our intention to alter that sentence or to stir up the complaints quieted by it, we command your discretion [by apostolic writings] that, notwithstanding the aforesaid letters, you revoke as void whatever you find to have been done by the award of the above-named duke against the sentence of that legate, strictly forbidding him to proceed further in the submission, and compelling him by ecclesiastical censure, appeal being set aside, to restore the hostages and a certain castle given to him on occasion of that submission so that his award would be observed. [Given at Rieti, on the eighth day before the Ides of September, in the tenth year, 1225.]
Arbiter post rem iudicatam super discordiis novis assumptus, non potest per suum arbitrium sententiam immutare, etiamsi de componendo inter partes mandatum acceperit a Papa.
Idem Electo et Abbati sancti Zenonis et C. Canonico Veronensi.
Exposita nobis dilecti filii O. Feltrensis et Belvensis electi petitio continebat, quod, quum causa, quae quondam inter bonae memoriae antecessorem suum ex parte una, et cives Tervisinos ex altera super districtu et iurisdictione ac rebus aliis vertebatur, per sententiam venerabilis fratris nostri Hostiensis episcopi tunc apostolicae sedis legati fuerit terminata, et ipsius antecessor electi adiudicata sibi per legatum eundem diu pacifice possedisset, ipse nihilominus, habito tandem capitulorum suorum assensu in praeiudicium ecclesiarum suarum tandem super quibusdam discordiis, quae hinc inde videbantur exortae, in nobilem virum ducem Venetorum tanquam in arbitrum cum parte altera compromisit, qui veniens contra eandem sententiam auctoritate apostolica confirmatam, super rebus iudicatis ab eodem legato adversus praedictas ecclesias aequitate postposita iniquum arbitrium promulgavit. Licet autem eidem duci literas nostras miserimus, ut ad componendum inter partes laborare deberet, quum tamen intentionis nostrae non fuerit immutare sententiam ipsam, vel sopitas per eam querimonias suscitare, discretioni vestrae [per apostolica scripta] mandamus, quatenus, praefatis literis non obstantibus, quicquid per praenominati ducis arbitrium contra ipsius legati sententiam inveneritis esse factum, in irritum revocetis, ei districtius inhibentes, ne ulterius in compromisso procedat, et eundem ad restitutionem obsidum et cuiusdam castri occasione illius compromissi sibi datorum, ut ipsius arbitrium servaretur, per censuram ecclesiasticam appellatione postposita compellentes. [Dat. Reate VIII. Id. Sept. Ao. X. 1225.]
Chapter XII
Latin source headnote: A submission made to two or more persons, with this added—that in a case of disagreement a third is to be chosen by them or by others—is invalid. This states the rule.
Gregory IX to the Dean and Master P., Canon of Saint Peter in the Diocese of Arras.
It became known to us from the complaint of the layman William that, when the layman O. sued him concerning a certain sum of money before judges by apostolic authority, a submission was at last made by the parties to two arbitrators, but in such a way that, if those two disagreed with one another, the named judges would add a third, nevertheless retaining for themselves the power to compel the parties to observe the award to be promulgated by the said arbitrators. And when a third arbitrator chosen by the aforesaid judges, together with one of the two, condemned him to the other party, he, feeling himself aggrieved by the often-mentioned judges because they were compelling him to observe an award of this kind, appealed to our hearing; but they, in contempt of the appeal, pronounced a sentence of excommunication against him. We therefore command that, if it is so, since it has been established by legal provision that a submission concerning an uncertain person to be assumed into the arbitration does not bind, you are to declare that sentence of excommunication to be wholly null.
Textual note: The Latin Library transcription's apellatione has been corrected to appellatione.
Non valet compromissum factum in duos sive plures, hoc adiecto, ut in casu discordiae eligatur tertius per eosdem vel alios. H. d.
Gregorius IX. Decano et Magistro P. Canonico S. Petri Atrebatensis dioecesis.
Innotuit nobis Guilielmo laico conquerente, quod, quum O. laicus ipsum super quadam summa pecuniae coram iudicibus auctoritate apostolica convenisset, tandem fuit a partibus in duos arbitros compromissum, sic tamen, quod, si illi duo adinvicem discordarent, tertium adderent iudices nominati, retenta penes se compellendi partes ad observandum arbitrium per dictos arbitros promulgandum nihilominus potestate. Quumque tertius arbiter a iudicibus praedictis electus cum altero duorum ipsum parti alteri condemnasset, idem, ex eo sentiens se a saepedictis iudicibus gravari, quod ipsum ad observantiam huiusmodi arbitrii compellebant, nostram appellavit audientiam; sed ipsi appellatione contempta excommunicationis tulerunt sententiam in eundem. Ideoque mandamus, quatenus, si est ita, quum legali sit provisione statutum, ut compromissum de incerta persona in arbitrium assumenda non teneat, dictam excommunicationis sententiam denuncietis penitus nullam esse.
Chapter XIII
Latin source headnote: A submission made to one or more persons is valid so that they may decide the case by themselves or through others whom they themselves choose. This states the rule according to the understanding perceived by the gloss here and by Innocent in the preceding chapter, which pleases me. Panormitanus.
The same to the Abbess and Convent of Jouarre.
When it is sought from us (And below:) It was alleged on your behalf that, when formerly a question had arisen between you and the Archbishop of Sens because that archbishop, asserting that your monastery was subject to him by metropolitan right, exacted procurations and other things from you, at last, when a submission had concordantly been made by the parties to R., Cardinal Deacon of Saint Angelo, then legate of the Apostolic See, and it had been promised under a certain penalty that they would obey without qualification his award or ordinance, or that of two mediators whom he should appoint concerning this, Master P., our chaplain, and I., Archdeacon of Sens, mediators appointed concerning this by that legate, terminated a cause of this kind by ordaining and deciding it. We therefore confirm by apostolic authority what was done concerning this by the aforesaid mediators.
Valet compromissum factum in unum, vel in plures, ut ipsi per se causam definiant, vel per alios, quos ipsi elegerint. H. d. secundum intellectum, quem sensit gloss. hic, et Innocentius in capite praecedenti, qui placet mihi. Panorm.
Idem Abbatissae et Conventui Iotrensi.
Quum a nobis petitur (Et infra:) Ex parte vestra fuit propositum, quod, olim inter vos et Senonensem archiepiscopum quaestione suborta, super eo, quod idem archiepiscopus, asserens monasterium vestrum metropolitico iure sibi subesse, procurationes et res alias exigebat a vobis, tandem in R. sancti Angeli diaconum cardinalem, tunc apostolicae sedis legatum, a partibus concorditer compromisso, et promisso sub certa poena, quod arbitrio seu ordinationi eiusdem, vel duorum mediatorum, quos idem super hoc deputaret, praecise parerent, magister P. capellanus noster, et I. archidiaconus Senonensis mediatores ab eodem super hoc deputati legato, ordinando et diffiniendo causam huiusmodi terminaverunt. Nos igitur quod per praedictos mediatores super hoc actum est auctoritate apostolica confirmamus.
Chapter XIV
Latin source headnote: A submission is ended before sentence is pronounced by the death of either of those making the submission; hence it does not pass to their heirs unless provision concerning them was made in the submission. It says this by comprehending the meaning of the chapter.
The same.
A submission does not extend to the heirs of the person making it if provision concerning them is not made there.
Compromissum ante sententiam latam finitur morte alterius compromittentium; unde non transit in heredes compromittentium, nisi de eis sit cautum in compromisso. Hoc dicit comprehendendo mentem capituli.
Idem.
Compromissum non extenditur in compromittentis heredes, si de ipsis non caveatur ibidem.